JSB171 Lecture Notes - Lecture 1: Investment Fund, Financial Services, Corporations Act 2001

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Act): same considerations as s 52 in misleading or deceptive. Practices notes (national exchange v asic): applies to people as well as corporations. Financial services: however, takeover docs (s 670a), fundraising docs (s 728), and disclosure docs (s 953a & 1022a) are separately regulated in. 2: underwriting securities or interests (in managed investment schemes) (s. Is not a specific exclusion (s 12baa(8)): an excluded security (s 12baa(8)(a)); and, health insurance (s 12baa(8)(b)); and, state/territory insurance (s 12baa(8)(c)); and, state banking (s 12baa(8)(m)). d. If there is a combination of non-financial service supply and some financial service supply, there needs to be a clear and material connection between the impugned conduct and the. Financial services provision of the financial services (accc v original mama"s pizzas & ribs per madgwick j. This is not a case of shrewd commercial negotiation between businesses within acceptable boundaries. The conduct can properly be described as predatory and against good conscience.

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