ADMS 2610 Lecture Notes - Lecture 7: Special Relationship, Dividend, Erectile Dysfunction

• School: York University
• Department: Administrative Studies
• Course: ADMS 2610
• Professor: Rudi Lof

Document Summary

Describe the place of securities regulation within the context of the financing requirements of a growing corporation. Outline the legislative and regulatory requirements for securities-market activity in. Detail the obligations of securities market participants in registration, disclosure, trading, voting, and takeover bids. Provide the mechanism for the transfer of securities. Ensure that all investors have the ability to access adequate information in order to make informed decisions. Ensure that the system is such that the public has confidence in the marketplace. Regulate those engaged in the trading of securities. Remove or punish those participants not complying with the established rules. (cid:862)tulip-(cid:373)a(cid:374)ia(cid:863) s(cid:449)eeps netherlands in 1636 (home of original world stock exchanges) I(cid:374)(cid:448)esto(cid:396)s paid up(cid:449)a(cid:396)ds of (cid:894)toda(cid:455)"s (cid:373)o(cid:374)e(cid:455)(cid:895) (cid:1004),(cid:1004)(cid:1004)(cid:1004) fo(cid:396) a si(cid:374)gle tulip (cid:271)ul(cid:271) (cid:1005)9(cid:1006)(cid:1004)"s (cid:396)oa(cid:396)i(cid:374)g t(cid:449)e(cid:374)ties led to government protecting the voting public. Government response ontario securities fraud prevention act 1928 precursor to ontario securities commission.