POLB92 Study Guide
Definition of Revolution:
-Rapid, fundamental, and often violent transformation of a country’s
-State Structure
-Social Structure
-Accompanied and caused by mass based revolts from below
-True revolutions with all of these are quite rare
Various Theories:
Grievance Theories:
-Misery and Revolution—Ignores Poverty and Passivity in that poverty makes people NOT
revolt
-Relative Deprivation-Revolutions occur when people think things will get better, but they
ultimately get worse—however lack of revolution in Latin America disproves this
-Marxist Theories of Revolution: Two stages, bourgeois revolution that overthrows aristocratic
order and Communist Revolution, where the Socialist system overthrows the capitalist system
Problems with These Theories
-Collective Action Problem: Revolution doesn’t just happen because people are unhappy
-The State: It is usually heavily armed, very rare that rebellion is large enough to overcome the
state. How do rebellions overcome the problems posed by the state?
The States have to have these problems for revolution to succeed(Skocpol):
-Have weak agrarian infrastructure
-Weak Militarily, loses wars
-Monarch seeks more taxes, causes split in upper class
-Peasant solidarity and autonomy have to exist
-Where an urban revolution elite could attach itself to these peasant insurrections, revolution
occurs Problem with Skocpol’s views:
-Leadership: Someone must effectively articulate or sell a revolutionary project to the masses
-Ideology Needed: how can we understand 1979 Iranian revolution without Islam? Or French
Revolution without understanding Liberalism?
Voluntarist Theory:
-Conditions for revolutions are everywhere, need leaders to light the spark(ie: Robespierre,
Lenin)
-Lenin: A disciplined revolutionary party needed to spread the revolution(in this case the
Bolsheviks)
-Castro: Focal theory where a small group of revolutionaries establishes a focal point where
they mobilize dormant peasantry by raising their consciousness and escalate a revolution against
the state—spread by Che Gureva—went to Bolivia to create same result, but fails and is killed
-Diffusion: One revolution inspires others to rise up, through they may not be as sucessful(ie:
1848 revolutions, Arab Spring)
Origins of French revolution
-Louis XVI:
-King of France during French revolutions, actions could have lead to French revolution
from Voluntarist perspective, which argues that his decision to intervene in American
Revolution has led to debt and gained no territory and placed France in debt.
Furthermore his wedding to Marie Antoinette was very unpopular and only made
population angrier.
-Robespierre:
-Co-authored the Declaration of the Rights of Man
-Architect of the Great Terror because he believed in the "Republic of Virtue" was part of
the dechristianization of the French Revolution. The leaders of the new cult renamed the
cathedral Notre Dame de Paris to 'The Temple of Reason. Terror is used to create the
“Republic of Virtue”
-Created religion based on cult of the supreme Being—is it dedicated to him?
-Example of voluntary influence on revolution Cahiers:
-Notebooks that the third estate assemblies had to prepare to the king dealing their
grievances and recommendations for reforming France and getting them out of this debt
crisis.
-However, the content of the cahiers had to consider the powers of the seigniorial system
over the peasants working in the lands and their tax privileges that allowed them to levy
special fees and dues on peasants and to require them to labor or give them special
privileges
-According to Markoff’s analysis of the cahiers, the French revolution became a total
attack on all seigniorial privileges—the Estates-General’s criticism of seigniorial
privileges allowed the peasantry to challenge it and take direct actions against the
landlord—to the peasantry, this alliance between them and the legilastures is because of
the increase of state ower. Before absolutism nobles gave them places to live and fixed
roads and as decisions were centralized, all they do is collect taxes and the justification
for their roles evaporated and they turn from someone protecting and benefiting their
subjects to an ruthless expoiter—an example of peasant-bourgeois alliance
-The Old Regime:
-In political terms, pre-revolutionary France was an absolute monarchy where king
shared power with nobody and answered to no one but god. However, no king was fully
free agent and even LouisXIV was careful to take advice regarding important decisions
and most men taught to be king were taught that counsel was the essence of soviegn
implicity
-Through king could sack advisors without explanation, their choices for administrators
were limited to career administrators, magistrates and courtiers, who could only be
bought to his notice by intrigues of other ministers
-King’s authority exerted through intendants,
-Third Estate:
-Third estate is composed of those not part of noblemen or clergy in French society,
which are the merchants, middle class and the peasants. Their grivences as a result of
France’s debt crisis led to their role in the French revolution -Venal Offices:
In the context of the French Revolution, a venal office refers to an office sold by the state
to raise money. These offices, which were mostly in areas of the judicial system, were
retained in exchange for an annual tax of one-sixtieth of the value known as the paulette.
They were abolished after 1789
-Privileges:
-The seigniorial system gave powers to nobles over the peasants working in the lands
and their tax privileges that allowed them to levy special fees and dues on peasants and to
require them to labor or give them special privileges
-This was a major force for the alliance between the middle class and the direct action of
the peasants in the revolution
-Estates General:
-French revolution was precipitated by a state financial crisis, which led the king to call
together assemblies throughout France to suggest reforms to taxation. These assemblies
were organized locally and by estates so that each electoral district in France had to
prepare cahiers detailing their grievances
-However when they arrived at the meeting of the estates-general, the third estate was
disappointed—nobility and clergy did not want to unite with them on common grivences,
stalemate between third estate and other two estates continued for 6 more weeks, where
bread prices continued to increase. The third estate than decided to proceed unilaterallity
and proclaimed the national assembly.
-National assembly gets locked out by Louis XVI, nobles abandon Louis XVI as a result
and they form the tennis court oath in response to the King, which vowed never to
disperce until France has a constitution
-The "Great Terror”:
-Period of radicalism in French Revolutions, caused by invasions from Prussia and
Austria. Terror was exerted through execution by the guillotine and spurred on by the
death of Jean-Paul Marat at the hands of pro-monarchists. Initially done to turn France’s
fighting force into a disciplined one to take on these enemies, along with crushing
internal dissident and counter revolutionaries, but later directed by Robespierre against
anyone critical of the terror, including revolutionaries like Danton and to increase his
own power. Overall 40,000 died in the terror
-Sans-coulottes also pushed for terror to be part of the revolution to punish it’s enemies. -Terror ended when Robespierre was overthrown by moderate factions and executed
himself
-Impact of French Revolution:
-Abolished feudalism, which was a system where the king was at the top, closely allied to
two privileged groups, or “estates”, those being the nobility and the clergy. Everyone
else is below them in the “Third Estate”. They were merchants, wealthy commoners,
etc.
-Ended influence of Church—Declaration of Rights of Man weakened role of Church in
State and society by promoting religious freedom, and elected civil constitution of the
Clergy destroyed hierarchical autonomy of the church
-Ended colonial slavery as it allowed for the first successful slave rebellion in Haiti based
upon the principles of the French revolution
-Changed map of Europe—Napoleonic wars allowed for the slow dismantlement of the
Holy Roman Empire
-Crthted concept of nation-state and nationalism, which would continue to influence the
19 century
-Declaration of the Rights of Man guaranteed basic human rights and liberalism—
influenced revolutions in 1848 and 1917
-Created left and right politics due to fall of the ancient regime and the foundations of
modern political culture
1848 Revolution:
Causes of February 1848 French Revolution
-Poor Harvests that produced massive inflation in mid 1840s , however this was not
enough to trigger revolution as bumper crops quickly lowered food prices after bad
harvests, which diminished social discontent, but quickly replaced by political discontent.
-Early industrial revolution ruined the lives of workers by brutally exploiting them and
destroyed Artisans livelihoods, actually creating downwards mobility and extreme
poverty. Led to local unrest
-Improvements in education and examples of liberal democratic England, Belgium and
Switzerland(which became democratic after a civil war in 1847) and US led to a gradual
spread of reformist ideas -European Alliance formed from Congress of Vienna by Metternich showing gaps and
weakness
King Louis Philippe:
-Defeat of Napoleon led to Bourbon restoration. Under Louis XVII, France becomes a
constitutional monarchy, Charles X tries to revoke this but was overthrown and led to rise
of Louis-Philippe as king
-Tri color used in his reign, gave limited suffrage and free press—this was predicted by
Marx to be part to bourgeois society. However, Phillipe had little power because
royalists opposed his constitutional monarchy, hated by republicans and radicals who
wanted more democracy and economic justice respectively
-8 assassination attempts on Louis-Philippe, causes France to become less free while at
the same time, Britain was reforming and voting rights were expanded
-Bad Harvest in 1846 led to widespread rights and workers demand rights to vote
-Protests in 1847-1848: Banquets AKA protests formed, demanded increased
enfranchisement, with 70 Banquets of 17,000 each from July 1847-1848, they were
banned by the king in 1848, leading to riots
-Second Republic: Accidental firing on crowds, which led to riots, Louis abdicates and
the opposition creates a second republic and a provisional government. The new
constitution led to Universal male suffrage, explosion of Free speech/Clubs and social
Justice, unemployment relief—national workshops employing 100,000 workers
Impact of 1848 French revolution
-Fall of Louis-Phillipe was inspirational to many people, they themselves took it to start
revolutions in their own countries. However most democratic revolutionsonly sought to
create constitutional monarchies
-Nationalist movements emerged in Prussian and German states and Italian states, along
with Austrian Empire(later became Austro-Hungarian Empire). Austrian Empire was
made of many minorities that tried to separate and declare independence, while Germans
and Italians, being of one ethnicity tried to unify Germany and Italy as one nation with
constitutional monarchy or Republic
Diffusion in 1848 and Arab Spring: -Theme of the Power of pure example, the downfall of one king caused ripple effects
spreading across Europe
-In 1848 diffusion was seen as an important voluntarist cause, Inspired opposition to
reactionary forces—Metternich and Prussian officers gave in, monarchs forced to give
concessions as fall of French king made others seem weak
-In 1848, revolutions did not go to one specific area, there were backwords areas that did
not get a revolution and progressive areas like Baden did. Areas that had little industry
like Bavaria also had an uprising
-Pure power of example also happened in Arab Spring: Tunisia wasn’t even a major
power but led to protests everywhere
-Revolts in very different regimes—but very rapid retrenchment due to inadequate
structure of democracy
-All in all, diffusion can be very powerful but quite temporary, and cannot by itself create
democracy
Russian Revolution
Narodniki:
Russian “populists”, the earliest Russian revolutionaries, who were pre-Marxist socialists
and intellectuals. They believed that a revolution can result from the actions of the
peasantry in the countryside. Constantly visited the countryside in 1870s to “educate” the
peasantry or conducting revolutionary organization. They were involved in nihilistic
terrorism, as they assassinated Tsar Alexander II(who wanted reform) and many
important Romanov officials to “stir” the peasantary
-However, this didn’t really work. Authorities were greatly alarmed and made mass
arrests. The Peasants only got suspicious and regarded these “populists” as offspring of
the nobility and probable class enemies. Mass arrests probably gave rise to terrorism and
assassinations done by Populists
Russian Social Democratic Labor Party: -First Marxist party in Russia founded illegally in 1898. They had an advantage
compared to the population in that Russian workers were much more literate and had
acquired a sense of bettering themselves with upwards social mobility, and thus were
willing to listen to the SDLP.
-Major disadvantage with them is that they were preparing for the revolution after
capitalism overthrows the Russian aristocracy as per Marxist doctrine(possibly not in
their lifetime). And they expect to have minimal role in bourgeois revolution
Bolsheviks vs. Mensheviks:
-Party eventually split into two wings due to interpretations of when the revolution should
occur. “Mensheviks” or legal Marxists wanted the three stages of revolution to play out
before the Socialist revolution, while the Bolsheviks, led by Lenin wanted Lenin wanted
revolution right away, but Mensheviks wanted a growing base of support.
-Lenin believed that large party is too hard to control. In his views in What is to be
Done(1902), Lenin argued that a party of professional revolutionaries, with
centralization, strict discipline and ideological unity within the party is needed to spread
the revolution. In Two Tatics of Social Democracy, Lenin argues that proletariat should
play a dominant role in revolution
1905 “revolution”
-Began because of Russia’s loss in a war to Japan caused by Russian expansion in the Far
East. Russia has had a bad record of losing many wars due to an underdeveloped army—
using sailing ships in the Crimean war comes to mind
-This led to banquet campaigns hosted by liberal-minded in lieu of 1848 against Tsar and
supported constitutional reform. This revolution was not led by militants and radicals but
by the priest Father Gapon
-The revolution consistently forced the Autocracy on the defensive due to the confusion
and panic it caused. It was only peace with Japan that allowed order to be restored, and
even then they have to move troops home on the Trans-Siberian Railway, which couldn’t
be done with striking railwaymen.
-Led to Nicholas II’s October Manifesto, which gave a parliament(Duma), this was
accepted by the Octoberists but the Cadet factions wanted more reforms. However, once
army got back from Asia, duma was dissolved in a coup in 1907 by Stolypin and a new
electoral system virtually disfranchised some social groups and heavily over-represented
the landed nobility
-Before that duma had limited powers on itself, as Ministers remained responsible solely
to the Tsar -1905 revolution did not change nature of police state in Russia
-Tsar still maintain that Russia is still an Autocracy, even though he consulted the Duma
Worker Soviets
-Started to appear in 1905 revolution in October, where Petersburg workers organized a
“Soviet” or a council or workers’ representatives elected in the factories to provide city
with an emergency municipal government when other institutions were paralysed and a
general strike was in progress
-But also became political forum for the workers, and to a lesser extent for socialists from
revolutionary parties. Cracking down of Petersburg Soviet caused Moscow Soviet,
influenced by the Bolsheviks, to start an uprising, which was put down by troops
February Revolution
-Russia joined WWI on the side of the Entente in order to pay back its debts, population
was very enthusiastic at first. However this enthusithian was quickly shattered after
crushing defeats in the Eastern Front—German Army penetrated deep into western
territories of the Empire
-Constant defeats bred suspicion about the Tsar’s wife and her relationship with
Rasputin, who apparently could control her son’s haemophilia
-Combined pressures from food shortages, WWI defeats and suspicion about Rotal
family destroyed image of the Tsar as an upholder of autocratic tradition and more of an
incompetent satirist of it
-Led to collapse of autocracy in the face of ppular uprising and withdrawl of elite support
for the Tsar, initially many Marxists and Socialist groups supported this revolution.
However Lenin, who was in exile in Switzerland believed this only led to dual power,
where the power is split between the Provisional government and the Worker created
Soviets in factories—which had real power by controlling many of soldiers, railway
stations, telegraph station. This proved useful in stopping Kornilov’s coup
-Result was abdication of Tsar—says he will give power to son, which could have saved
the autocracy, than brother—his brother refused to take power and monarchy dissolved
Provisional Government
-Government initially formed by Alexander Kerensky. They were supported by
Socialists initially but quickly lost support because his government chose to continue fighting WWI—dominated by many elites from Tsarist rule. Only Socialist factions and
Bolsheviks tried to oppose the war. Faced coup by Kornilov that was only stopped by
power of the Soviets—the troops Kornilov ordered were diverted and obstructed by
Railwaymen, and printers stopped printing pro-Kornilov newspapers and metalworkers
explained to troops that Petrograd was calm. Kornilov’s defeated boasted leftist forces
April Theses
-Orders issued to the Bolsheviks and the other Socialist groups by Lenin denouncing
working with the Provisional government, called for “all power to the Soviets” which
influenced the beginning of the October Revolution
October Revolution
-Initially, Bolsheviks did not want to seize control in coup, only Lenin wanted that. Many
prominent Bolsheviks, including Stalin, Kamenev and Zinoviev opposed it because they
believed it to be an irresponsible seizure of power, but Lenin warned Bolsheviks from
Finland that they must overthrow Kerensky now or it will be fatal to delay the seizure of
power
-Bolsheviks gained majorities in the Petrograd Soviet on August 31 and a majority in the
th
Moscow Soviet on September 5 under the slogan “All Powers to the Soviets”
-October 24: Bolshevik seized winter palace, with no resistance to their coup on the
streets, they couldn’t find where government was in the Winter Palace because it was so
large and some became drunk and were found in the cellar!
-Battleship Auora never bombed Winter Palace despite what is depicted in Soviet
propaganda
-Constituent assembly election was held on November to decide new system: Bolsheviks
gained 25%, and left Social Revolutionaries (40%) gained the majority as the peasantry,
being single issue voters had known the SRs better as their traditional contitutency—so
the Bolsheviks disbanded it.
-Bolsheviks themselves considered their form fo governance as “Dictatorship of the
Proletariat”, other parties were eventually liquidated in 1920s or banned for supporting
Social Revolutionaries and White Army
Civil War
-Because of Bolsheviks taking power, Russia was engulfed in Civil War against the
White Armies backed by 14 nations(including the Entente) opposed to Bolshevism -Civil War Experiences gave Bolsheviks important Experiences in regards to Governing.
Before Civil War Bolsheviks had little administrative experience and most were
professional revolutionaries or workers. With civil war they took over a war economy in
a state or near collapse and adopted pragmatic reforms to fight the Civil War.
-This was considered “War Communism”, which nationalized all industry and placed the
under centralized management control, in contrast to workers controlling the factories on
their own. Also all strikes were punishable. Some factories were ran by Workers’
Committees, while others by an appointed directors as the Bolsheviks had to compromise
despite favouring more centralized control.
-A major problem was getting food in War Communism, as they had to get food through
the peasantry—and had to do with through persuasion, cunning, threats or force. They
created the villiage committees to extract grain from richer peasants, which failed.
Bolsheviks wanted large collective farms and they had problems with getting the farmers
to comply, as the peasants viewed collective farms with suspicion as it impedes their old
way of life.
-Due to these tensions, food had to be rationed as a result
-In civil war, Bolsheviks did not employ outsiders who were not party members and
distrusted “bourgeois experts”, as demonstrated in the opposition to the army’s use of
former Tsarist officers to fight the whites.
Mir
-Peasant assemblies in Russia, they were strengthened by abolition of serfdom, which
forces them to pay redemption payments that are collected by state and by the Mir.
-The Bolsheviks viewed this form of assemblies as a decaying institution because there
was no potential for socialist development there, in contrast to the populists. Also
viewed mir as “rich peasants” suppressing poorer peasants, who actually viewed Mir as
finally undergone a peasant revolution without the state abusing it.
-Because of their role in society, Role of Mir in Russian Peasantry is considered
structural
Leon Trotsky
-Initially a Menshevik but joined Bolsheviks some time prior to 1917 October revolution
and became People's Commissar of Military and Naval Affairs of the Soviet Union
Nicholas II -Last Tsar of Russia, his actions can be seen as voluntarist because of his involvement of
the nation in Russo-Japanese War and WWI, as well as only granting the Duma limited
power, all of which fueled the Russian Revolutions of 1905 and 1917
Vladimir Lenin
-Lenin’s actions are seen as a form of voluntarist revolution theory. It was his actions
that led to October Revolutions as he was the one that influenced the Bolsheviks to
oppose the Provisional Government. Furthermore it did not happen in Russia, but Lenin
allowed the revolution to occur in Russia through the creation of a professional army
-Lenin himself wanted real government, not improvised directorate. Along with real army
and legal systems
Alexander Kerensky
-Leader of the Provisional Government, is a voluntarist factor in progression of events
leading up to the October Revolution—choice to stay in WWI gave Lenin opening to
stage October Revolution and dealing with Kornilov’s coup allowed the Soviets, who
controlled railroads and even telegraph lines to bolster their ranks and their influence
Origins of Totalitarianism
What is Authoritarianism?
-Countries that are not democratic
Democratic vs Authoritarianism:
Democratic Authoritarian
-Free and fair elections -Hybrid or Competitive Authoritarian
-Civil Liberties -Normal Authoritarian(ie: Saudi Arabia)
-Universal adult suffrage -Totalitarianism(ie: USSR and Nazi Germany)
Example: USA, Canada
Why do Democracies Fail?
Economic Development: Western Europe and North America are very wealthy and democratic,
while Africa and former USSR are less democratic
-Increase in global wealth over time—more democracies in the world Modernization Theory
Modernization: Wealth comes from building facturies(industrialization) as well as urbanization
and education and other social changes
-If there is a rural population it will be harder for them to organize and more isolated to defend
their own intrests
-Increased urban population will be easier to organize than if dispersed in rural areas
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