AAEC 2104 Lecture Notes - Lecture 3: Initial Public Offering, American Depositary Receipt, Nyse American
18 Aug 2016
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Document Summary
One way to improve changes of success is to understand how the securities markets work. Success cannot be guaranteed but the first step to becoming rich through a great investment is learning how to make that investment. Securities stocks and bonds are issued by corporations to raise money. Securities markets a place where you buy and sell securities primary and secondary markets. After the initial issue, securities are traded among investors. Secondary markets stocks: tend to be for smaller, individual investors. Some bonds trade at the nyse, most trading by bond dealers deal directly with large financial institutions. Small investors access bond dealers through broker: volume of trading for government bonds is enormous dominated by federal. Some foreign shares traded on exchanges in the u. s: american depository receipt (adr) Regulation of securities markets: aimed at protecting investors so that all have a fair chance of making money.
