CPA Regulation
1. The Federal Sentencing Guidelines apply only to publicly heldcorporations the stocks of which are listed on the American stockexchanges and they, therefore, do not apply to start-up,entrepreneurial businesses. True/False?
2. The DOJ considers whether a company has an effectivecompliance and ethics program when it considers whether to indict acorporation. True/False?
3. The level of mens rea in the anti-bribery provisionsof the Foreign Corrupt Practices Act is âknowing.â True/False?
4. For purposes of in personam (personal) jurisdictionover creditors of a business that has filed for protection underthe Bankruptcy law, the Bankruptcy Court is bound by thetraditional Constitutional constraints that such creditors musthave minimum contacts with the District in which the BankruptcyCourt sits. True/False?
5. If, under Article 2 of the UCC, a seller has taken a shipmentof goods destined for delivery to a buyer and has placed them witha common carrier, but learns that the buyer has filed forbankruptcy protection, the seller can recall the common carrier andnot deliver the goods to the buyer. True/False?
CPA Regulation
1. The Federal Sentencing Guidelines apply only to publicly heldcorporations the stocks of which are listed on the American stockexchanges and they, therefore, do not apply to start-up,entrepreneurial businesses. True/False?
2. The DOJ considers whether a company has an effectivecompliance and ethics program when it considers whether to indict acorporation. True/False?
3. The level of mens rea in the anti-bribery provisionsof the Foreign Corrupt Practices Act is âknowing.â True/False?
4. For purposes of in personam (personal) jurisdictionover creditors of a business that has filed for protection underthe Bankruptcy law, the Bankruptcy Court is bound by thetraditional Constitutional constraints that such creditors musthave minimum contacts with the District in which the BankruptcyCourt sits. True/False?
5. If, under Article 2 of the UCC, a seller has taken a shipmentof goods destined for delivery to a buyer and has placed them witha common carrier, but learns that the buyer has filed forbankruptcy protection, the seller can recall the common carrier andnot deliver the goods to the buyer. True/False?
