Which of the following are business processes?
I. Strategic planning
II. Review and write-off of delinquent loans.
III. Safeguarding of assets
IV. Remittance of payroll taxes to the respective taxauthorities.
I think it should be I, II, IV.
Which of the following are business processes?
I. Strategic planning
II. Review and write-off of delinquent loans.
III. Safeguarding of assets
IV. Remittance of payroll taxes to the respective taxauthorities.
I think it should be I, II, IV.
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Related questions
n general, for an acquisition to be regarded as tax-free acquisition, these conditions should be met:
I- Shareholders of the target firm must receive an equity interest in the acquisition
II- The acquisition should be for business purpose and not to avoid taxes
III- The acquiring firm should offer cash payment for the equity of the target firm
IV- Continuity of equity interest
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1.
An Investment Adviser MUST register with the SEC under which ofthe following conditions?
I Whenthere is no state registration available in that state
II Assoon as the adviser manages more than $100 million of assets
III Assoon as the adviser manages more than $110 million of assets
IV Thathas an investment company as a client
a. | I and II only | |
b. | I and III only | |
c. | I, II, and IV | |
d. | I, III, and IV only |
2.
In which step of the financial planning process would thefinancial planner identify strengths and weaknesses that will helpor hinder the achievement of the clientâs goals?
a. | Step 1 â Establish the relationship | |||||||||||||||||||||||||
b. | Step 2 â Gather information | |||||||||||||||||||||||||
c. | Step 3 â Analyze the data | |||||||||||||||||||||||||
D. Step 4 â Develop the plan 3. An investment adviser suggests you buy a specific mutual fundthrough her company. Which of the following licenses may berelevant to this offer? I Series6 II Series7 III Series22 IV Series66
4. Which of the following is the logical second step in thebudgeting process?
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Which of the following statements concerning cash flow planningis correct?
The goal is to maximize net cash flow. | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
The goal should be to invest for the future, rather thanmaintaining current lifestyle. | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
The goal should be to identify strengths and weaknesses in theclientâs cash flows. | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
The goal is to optimize net cash flow. 2. All the following are advantages of budgeting, EXCEPT:
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