POLA90 – Lecture 9 (March 13)
Explaining Haiti’s Predatory Politics/Democracy
Highlights of Haitian History
Located in the island of Hispaniola – with Haiti being on its
western part called Saint-Domingue…
It was the first European settlement in the „New World‟ and
was under French colonial control - it becoming France‟s most
valuable and efficient slave colony – providing 2/3rds of all of
Europe‟s tropical produce…
Made of predominantly of African slave population, Haiti
became independent in 1804 after a long and bloody but
successful slave revolution that had started 13 years earlier…
Since independence, Haiti has had a troubled history….
o Island has been subjected to terrible environmental
stresses: hurricanes, earth quakes, famines and food
insecurity, diseases, serious environmental/land
degradation – the worst consequences of which have
been the result of human decisions
o Haiti‟s has also been a overwhelmingly poor, peasant
based society - this despite being one of France‟s prize
colonial possessions that produced 60% of the cthfee
consumed in the Western world in the late 17 century
along with sugar, cotton, tobacco, cocoa, indigo, etc.
Similar to Congo in the sense that it has a large
amount of nature resources.
o Haitian politics has been subject to chronic instability,
repression, and violence
o Finally, exacerbating all of these processes and
predicaments has been Haiti‟s long-standing history of
external economic dependence and foreign
interference…
Selected Poverty Statistics for Haiti
Per capita GDP is $660
Almost 80% of Haitians live in poverty, making less than $2
per day
More than 50% live in conditions of extreme poverty making
less than $1 per day
Over 66% of the workforce do not have formal employment
Life expectancy is 61 years of age
40% of the population are illiterate
50% of primary aged children are not enrolled in school
Over 50% of children under 5 are malnourished… Deeply-Rooted Political Violence – Why? Endemic, Widespread
Corruption – Why? Enduring Haitian Poverty – Why?
Long term process that was marked by an increasing
structural disjuncture between the state and society
Sources of these structural inequalities:
o the emergence of a state captured by a small and
fragmented powerful elite class – especially apparent
during the period of Duvalier rule under „Papa‟ and
„Baby‟ Doc! (1957-1986). Contributed to endemic
violence in the country’s history…
o unequal position of Haiti in the world economy that
contributed to an inequitable and exploitative economic
system and inhibited the emergence of popular power
and made the country’s political system vulnerable
to corrupt practices
Haitian Historical Legacies
Historically-Rooted Elite Class Exploitation
History of External Interference and Dependence
Michel-Rolph Trouillot - Haiti: State Against Nation – The Origins and
Legacy of Duvalierism (1990).
Class dynamics of Haitian politics epitomized by title of
Trouillot‟s book, State Against Nation
He also described Haiti, however, as a country that “poorly
fitted into the world system”
“No longer a colony yet a country standing outside the
international political order conceived by the West, Haiti could
not fully benefit from its hard-gained independence in a world
that was not ready for the implications of its existence” (p.
58).
Haitian History
1804: slave revolution achieves independence
1804-1915: unstable system of elite rule
1915-1934: USA Occupation of Haiti
1934-1957: return to unstable system of elite rule
1957-1986: dictatorship of the Duvalier family – Papa and
Baby-Doc!
1990: popular mobilization (Lavalas) and the election of
Aristide
o Aristide wins the election and brings the popular class
ideas
1991: overthrow of Aristide by Haitian Armed Forces
1995: return of Aristide
2004: re-exiling of Aristide and the entry of an UN
peacekeeping force 2010: Haitian earthquake and the „humanitarian occupation‟
of Haiti (Podur)
Historical Legacies
Authoritarian Political Tradition
o Two predominant ruling groups
the original political/military oligarchy
roots in the old landowning elite whose
original wealth based upon plantation
agriculture had started to decline
Trouillot writing of “a continuously
disintegrating landlord class” - and who
now looked to the state for their sources of
power and wealth)
foreign-dominated merchant families/classes
whose wealth was on the rise
o Alliance grounded in relations of economic production –
property relations, labour relations, relations of
distribution (ie. how money as extracted from the
peasantry and redistributed among the elite) that was
supported by strong economic relations with the West
through which the the main revenue of the state
(export/import duties) depended…
o Yet, it was an uneasy/unstable class, characterized by
serious factionalism…
o Featured:
struggles over succession
struggles between different regions of the country
tremendous violence and brutality as elite factions
fought against each other.
One author described Haitian elites as “climbing
over one another for power” (p. 42, Sprague)
th
o Struggles in the 19 century also influenced by racial
conflict – the mulatto political factions competing with
black political factions
o Resulted in a continuous process of changing
constitutions and regimes – often at the hands of
military leaders who effectively governed the country
from 1804 to 1913 (prior to the US Occupation)
o Rival factions would also often mobilize their factions of
clientelized peasants as a way overthrowing rival
oligarchic factions from power
o At the same time factions would unite militarily in the
face of any form of popular insurrection from below The elites would get the peasants to fight their
battles.
Very unstable, but brilliant way to maintaining
their power
Unequal Balance of Class Power
o The inequality came because the elites decided to make
revenue for the state by taxing the peasants. Not
directly though. The state taxed agriculture by taxing
the exports.
o Rooted in the historical extraction of surplus from
Haiti‟s peasant society. Why?
o When it became independent, a major debate was
whether the country would continue to promote
agricultural production for export (reviving the
plantation economy being pushed by the leaders which
Trouillot called „militarized agriculture‟) versus
agricultural production for food through land distribution
to promote small scale peasant production
o Issue largely revolved around where state revenues
should come from – landowners or peasants - with the
decision being taken to leave plantation agricultural
alone and tax the trade (through a system of export
duties) in those commodities (coffee rather than sugar)
produced by the small holding peasantry
th
o By end of 19 century, more than 95% of state
revenues came from the indirect taxation of coffee
exports – and, hence, directly and negatively affected
peasant livelihoods
o Trouillot describes Haitian politicians as having
“condemned the peasants to refill, day and night, the
Treasury‟s bottomless pit”
o What happened with the income?
Not invested in infrastructure and/or the
productive capacity of small peasant agriculture
Hence, productivity of Haitian agricultural
stagnated – contributing to a system whereby
Haiti‟s peasantry “worked more and more but
produced less and less, as population increased
and the availability of fertile land decreased” (T,
p. 84)…
Moreover, well into the 20 thcentury, for example,
Haiti has never had a national educational system
nor a national health system…
Instead, income was either: Siphoned abroad as a result of Haiti‟s
dependent position in the world order and in
world market. Leaving Haiti all together.
it was wasted by the country‟s narrowly-
based political elite, heavily influenced as
they were by a dominant foreign merchant
community. Unproductive expenditures.
As the urban populations and the state
apparatus grew, it was wasted away on the
growing ranks of what Trouillot called
“parasites”…
In short, there was limited local accumulation, let
alone productive investment, of indigenous capital
in Haiti‟s political economy
o Consequences
Trouillot: “The state was spending, but it was the
peasant who was footing the bill” and “the trick of
indirect taxation…is that its injustice is built into
the system and hence is not easily visible; thus, it
rarely occasions the interminable debates to
which income taxes, for instance, give rise” (p.
62)…
Hence, as Trouillot argued it, “the state had
chosen to live at the expense of the nation”,
adding that “in this choice lay the seeds of future
divisions” (p. 64).
Moreover, having started out as Europe‟s most
prosperous colony, Haiti ended up being “the
poorhouse of the Western hemisphere”…
The result were powerful and marked class
distinctions and social inequality within Haitian
society thom the time of its independence in the
early 19 century…
These sharp social divisions further exacerbated
by debates over color
lighter skinned called „ancien libres‟
(leadership and plantation owners)
darker skinned called „nouveaus libres‟
(petty bourgeoisie and peasants)….
The use of French by Haiti‟s political class was
described as further institutionalizing the
peasantry‟s marginalization and “silence” (p. 87)…
Combined with the complete absence of political
and/or civil institutions through which the interests of the peasantry could be represented, T
describes the Haitian peasantry as “increasingly
[withdrawing] from the political arena” (p. 86)…
Indeed, Trouillot reveals that Haiti‟s peasants
used to be referred to by its urban elite classes as
“the people outside” of the state
All of this has contributed to Haiti‟s chronic social
and political instability throughout its history
o Unfavorable Position Within the World Economy
Birth of Haiti was seen as a major threat to rulers
in the West – hence treated in a retaliatory,
extractive, and neo-colonial fashion
Hence:
imposition of severe indemnity by France –
not paid off until after World War Two
(1947) and which Farmer described as
“devastating”, trapping Haiti in overseas
financial obligations “that could never be
satisfied”
Forced them to pay back $21 billion
for it to enter into the world trading
system on an unequal basis.
loans from France trapped Haiti even
deeper in international patterns of debt
use of power – warships menacing off the
coast! - to carve out increasing
opportunities for foreign merchants within
Haiti while constraining Haitian overseas
commerce
From France to the USA
By the later 19 thcentury, the US had
replaced France as foreign power with the
strongest influence over Haiti:
ran an increasingly large trade surplus
with the country (in the late 1980s,
accounted for over 2/3rds of Haitian
imports);
American merchants and capital
secured dominant role in the country
leading Trouillot to describe the US as
launching “an offensive against
indigenous Haitian commerce and
craftsmanship” (p. 56); culminated in the US Occupation of
Haiti from 1915 to 1934 in which the
US coercively pursued its economic
and strategic aims
US Occupation of Haiti: 1915-1934
Exacerbated all of Haiti‟s political and
economic problems – or as Trouillot
argued, it “worsened all of Haiti‟s
structural ills” (p. 107)…
o Facilitated the concentration
and centralization of power
within the narrowly-based state
Basically supported the
poltical elites.
o Accentuated Haiti‟s economic
dependence
o Led to the further alienation of
the majority of the country‟s
citizens aka the rural-based
peasantry
Between the USA and Duvalier
Trouillot described Haiti as
experiencing an on-going and
perpetual “crisis of hegemony” among
its ruling elites
o More wealth being generated,
more trade and production BUT
more poverty and the political
elites can‟t get their act
together.
o No one can step into Haiti to
establish stability.
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